Financial
Services
AUDITING AND TAX ADVICE FOR FINANCIAL SERVICE PROVIDERS
The financial sector is characterized by economic dynamics and a fast pace. In combination with intensive regulation and high compliance requirements, this results in complex challenges that require many years of expertise and a willingness to transform in real time.
The experts in our Financial Services team enable you to focus on your core business and use their in-depth industry knowledge and broad expertise to solve tax and audit-related tasks for:
- Fully regulated or registered Alternative Investment Fund Managers
- Alternative Investment Funds
- Investment firms (Wertpapierinstitute)
- Payment institutions, payment initiation service providers and account information service providers
- FinTechs
- Pension funds
- Small private banks (all services except for statutory audit services)
- Other service providers in the financial sector
Our Services
AUDITING AND ACCOUNTING
Our team audits your annual financial statements, quarterly financial statements and consolidated financial statements (in accordance with PrüfbV, ZahlPrüfbV, WpIPrüfbV, KAPrüfbV, FinVermV). We also support you with audits in accordance with the Securities Trading Act or the Anti Money Laundering Act
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as well as reviews of financial statements and audits of internal control, compliance or auditing systems. We apply the applicable legal and accounting standards (including WpIG, KWG, ZAG, RechKredV, RechZahlV, KARBV).
We also have extensive experience as an efficient outsourcing partner for financial accounting, preparing annual financial statements, supporting your auditor in the statutory audit of your annual financial statements and carrying out regulatory reporting.
SPECIAL REGULATORY AUDITS
If a special audit in accordance with Section 44 KWG is imminent, it is important to take the right steps: We support you from the start of the audit and guide you through the entire process. Once the audit is complete, we will discuss the results with the competent authority on your behalf.
INTERNAL AUDIT Compliance
For many companies, it is not efficient employing their own internal auditor or compliance officer. As a reliable outsourcing partner, we take care of internal auditing and compliance for your company in accordance with regulatory requirements.
TAX ADVICE FOR FINANCIAL SERVICE PROVIDERS
Our interdisciplinary, networked teams also offer the full range of tax advice for companies in the financial services sector: From preparing tax returns and e-balance sheets, supporting tax audits and answering questions on income and balance sheet tax law to international tax issues and tax accounting - we are at your side.
Thorsten Friedl
Auditor, tax advisor
Manager
Get in touch
RISE PARTNERS is your expert for the world of financial services and an experienced auditor for the financial sector. We provide you with sound, reliable and sustainable support.
Can you imagine how we might fit together? Then please send us a message. We look forward to getting to know you!
